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Athermal
Holographic Filters
Hung-Te Hsieh, Demetri Psaltis, Yu-Chong Tai

Figure
1: Recording
a holographic grating inside a LiNbO3 crystal at lrec= 488 nm in the
transmission geometry and then operating it as a WDM filter in the reflection
geometry.
Abstract. Holographic filters are used as optical sensors and in
wavelength division multiplexing (WDM) filtering applications. Temperature
dependence is a critical concern for telecommunications. We realize
the design of an athermal holographic filter employing a thermally actuated
MEMS mirror to compensate for the drift of Bragg wavelength due to changes
of temperature. The center wavelength of our holographic filter is shown
to remain constant from 21°C to 60°C.
Summary. A grating holographically imprinted inside a recording
material can be operated as a WDM filter in the reflection geometry,
as shown in Fig. 1. The wavelength satisfying the grating equation (1)
will be strongly reflected, whereas the other wavelengths pass through
the filter unaffected.


Figure 2: The athermal design of holographic filter utilizing
an Al-Si composite beam microactuator whose tip deflects as the temperature
changes.
where
n(T0) is the refractive index of the material at lB at temperature T0
and L(T0) is the period of the index grating at T0. By inspecting (1),
we notice that we can Bragg match the grating to a shorter wavelength
if we tilt the incident beam away from the normal.
Temperature changes affect holographic filters mainly through two mechanisms:
(Other possible effects will be neglected here, e.g. the thermal dependence
of the piezoelectric tensor will manifest itself when stress is being
applied.)
1. Thermal
expansion or contraction of the bulk material (in our experiments, LiNbO3:Fe).
2. Thermal dependence of the dielectric constant of the bulk material.
Assume the Bragg wavelength of the filter is
corresponding to an incident angle
( is the angle measured
inside the crystal, whereas ’
is measured outside the crystal) at temperature T0. When
the temperature changes to T0+ ,
the Bragg wavelength of the filter will have a corresponding shift and
move to + .
If we adjust the incident angle by such
that the Bragg wavelength shifts back to ,
we will have
Based
on (3), we propose an athermal design to maintain the Bragg wavelengths
of WDM filters as invariant as possible with respect to temperature
fluctuations. The principle of operation is illustrated in Fig. 2. We
use a bimetallic composite beam to control the direction of the incident
beam. The device makes use of the TEC discrepancy between two properly
chosen materials (in our case, aluminum and silicon) and deflects as
the temperature changes.
In our experiments, holographic filters are recorded in an iron-doped
lithium niobate (LiNbO 3:Fe, 0.05 wt. % Fe2O3)
crystal by interfering two coherent continuous wave (cw) laser beams
inside the crystal, as shown in Fig. 1.
To specify the MEMS mirror parameters, we first figure out the Bragg
wave-lengths for a series of incident angles at three different temperatures
(21.79°C, 45.68°C, 58.46°C). Temperature monitoring is made
possible by reading the resistance off a thermistor in close contact
with the LiNbO3 crystal when the whole system is in thermal equilibrium.
A thermoelectric (TE) cooler is used to control the temperature of the
system. The results are shown in Fig. 3.
Our data suggest that for operation around an incident angle
=5°, an angular correction
of 1.18 degrees will be required for a temperature change of 100°C.
The aluminum-silicon composite beam was designed to deflect about 0.59
degrees for a temperature change of 100°C.
We mount the holographic filter and the MEMS mirror on two separate
TE coolers. Two identical thermistors are used to monitor the temperatures
of the filter and the mirror. The output from a tunable laser is reflected
off the mirror toward the filter at an (outside) incident angle of 5
degrees. At this point both the filter and the mirror are at room temperature.
The filter response is measured and the Bragg wavelength is determined.
Then the TE coolers are turned on and raise the temperatures of both.
The readings of the two thermistors are kept the same throughout the
measurements of filter response. The filter shapes at =5°
for three different temperatures are plotted in Fig. 4. Compared with
Fig. 3, the drift of the Bragg wavelength is indeed compensated for
by the deflection of the mirror.
We have shown that the temperature dependence of the Bragg wavelength
of a holographic filter can be compensated by incorporating a passive,
thermally actuated MEMS mirror into the system. To improve the performance
of the athermal filter design, it’s vital to gain a deeper understanding
of the evolution of filter shapes away from normal incidence. Other
topics such as beam walk-off, polarization dependent loss (PDL) and
the elimination of mirror hysteresis are also important considerations
in practical applications.

Figure
4: Filter response measured in the through channel at qB’=5∞
for three different temperatures with the compensating MEMS mirror.
MEMS mirror into the system. To improve the performance of the athermal
filter design, it’s vital to gain a deeper understanding of the
evolution of filter shapes away from normal incidence. Other topics
such as beam walk-off, polarization dependent loss (PDL) and the elimination
of mirror hysteresis are also important considerations in practical
applications.
References
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optical filter,” Optics Letters, vol. 18, pp. 459-461, March 1993.
[2] S. Breer and K. Buse, “Wavelength demultiplexing with volume
phase holograms in photorefractive lithium niobate,” Applied Physics
B, vol. 66, pp. 339-345, March 1998.
[3] D. Psaltis, “Coherent optical information systems,”
Science, vol. 298, pp. 1359-1363, Nov. 2002.
[4] H. Takashashi, “Temperature stability of thin-film narrow-bandpass
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preloading in a simple athermal bimaterial device,” IEEE Transactions
on Advanced Packaging, vol. 25, pp. 50-53, Feb. 2002.
[7] R. T. Smith and F. S. Welsh, “Temperature dependence of elastic,
piezoelectric, and dielectric constants of lithium tantalite and lithium
niobate,” Journal of Applied Optics, vol. 42, pp. 2219-2230, May
1971.
[8] U. Schlarb and K. Betzler, “Refractive indices of lithium
niobate as a function of temperature, wavelength, and composition –
a generalized fit,” Physical Review B, vol. 48, pp. 15613-15620,
Dec. 1993.
[9] W. H. Chu, M. Mehregany and R. L. Mullen, “Analysis of tip
deflection and force of a bimetallic cantilever microactuator,”
Journal of Micromechanics and Microengineering, vol. 3, pp. 4-7, Feb.
1993.
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